The Options Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-89590 | SEC Issue Date:Aug 18, 2020 | File Number:SR-OCC-2020-010 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets with Clearing Fund Contributions in The Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-89534 | SEC Issue Date:Aug 12, 2020 | File Number:SR-OCC-2020-009 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-89393 | SEC Issue Date:Jul 24, 2020 | File Number:SR-OCC-2020-008 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-89392 | SEC Issue Date:Jul 24, 2020 | File Number:SR-OCC-2020-007 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model |
| Release Number:34-89037 | SEC Issue Date:Jun 10, 2020 | File Number:SR-OCC-2020-006 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies View Received Comments |
| Release Number:34-89014 | SEC Issue Date:Jun 4, 2020 | File Number:SR-OCC-2020-003 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management |
| Release Number:34-88989 | SEC Issue Date:Jun 2, 2020 | File Number:SR-OCC-2020-004 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change To Modify the Sequence for Processing Options Transactions |
| Release Number:34-88974 | SEC Issue Date:May 29, 2020 | File Number:SR-OCC-2020-005 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Deadline for Clearing Members To Provide an Actionable Identifier on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-88690 | SEC Issue Date:Apr 20, 2020 | File Number:SR-OCC-2020-003 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management See Also - Exhibit 5a, Exhibit 5a |
| Release Number:34-88654 | SEC Issue Date:Apr 15, 2020 | File Number:SR-OCC-2020-004 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Modify the Sequence for Processing Options Transactions See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 5, Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 5 |