The Options Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-49533 Apr 7, 2004 SR-ODD-2004-02 The Options Clearing Corporation Order Granting Approval of Proposed Amendment to the Front Inside Cover Page of the Options Disclosure Document
34-49470 Mar 25, 2004 SR-OCC-2004-03 The Options Clearing Corporation Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Amending OCC's Rules To Provide for Use of a Give-Up Service Provider and Revising OCC's Fee Schedule
34-49478 Mar 25, 2004 SR-OCC-2003-09 The Options Clearing Corporation Notice of Filing of a Proposed Rule Change Relating to Minimum Net Capital Requirements for Appointed Clearing Members
See Also - Rel. No. 34-50465, Rel. No. 34-50465
34-49477 Mar 25, 2004 SR-OCC-2003-12 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clearing Agreement
34-49436 Mar 17, 2004 SR-OCC-2004-01 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts
34-49420 Mar 16, 2004 SR-OCC-2003-08 The Options Clearing Corporation Order Approving Proposed Rule Change Related to Delivery Settlement of Exercised Stock Options and Matured Stock Futures
34-49378 Mar 9, 2004 SR-OCC-2003-11 The Options Clearing Corporation Notice of Filing of a Proposed Rule Change Relating To Clearing Member Trade Assignment Processing
View Received Comments
See Also - Rel. No. 34-49841, Rel. No. 34-49841
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