812-15553 June 25, 2024
Eagle Point Enhanced Income Trust, et al. Investment Company Act Order
IC-35219
Multi-Class
812-15434 June 25, 2024
Goldman Sachs BDC, Inc., et al. Investment Company Act Order
IC-35218
Co-Investment
812-15478 June 18, 2024
Kennedy Lewis Capital Company, et al Investment Company Act Order
IC-35217
Multi-Class
812-15520 June 17, 2024
TCW Direct Lending LLC, et al Investment Company Act Order
IC-35216
Co-Investment
812-15275 June 6, 2024
Carlyle Secured Lending, Inc., et al. Investment Company Act Notice
IC-35215
Co-Investment
812-15545 June 6, 2024
Franklin Lexington Private Markets Fund and Franklin Templeton Fund Adviser, LLC (f/k/a Legg Mason Partners Fund Advisor, LLC) Investment Company Act Notice
IC-35214
Other
812-15395 June 5, 2024
HPS Corporate Lending Fund, et al. Investment Company Act Notice
IC-35213
Co-Investment
812-15519 June 5, 2024
Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P. Investment Company Act Order
IC-35212
Multi-Class
812-15535 June 4, 2024
Monachil Credit Income Fund, et al. Investment Company Act Order
IC-35211
Co-Investment
812-15434 May 31, 2024
Goldman Sachs BDC, Inc., et al. Investment Company Act Notice
IC-35191A
Co-Investment
812-15450 May 29, 2024
Crescent Capital BDC, Inc., et al. Investment Company Act Order
IC-35209
Co-Investment
813-00398 May 29, 2024
F&W Investments LP and Fenwick & West LLP Investment Company Act Order
IC-35208
Employees Securities Company
812-15457 May 28, 2024
Polen Credit Opportunities Fund, et al. Investment Company Act Order
IC-35206
Co-Investment
812-15553 May 28, 2024
Eagle Point Enhanced Income Trust, et al. Investment Company Act Notice
IC-35205
Multi-Class
812-15478 May 21, 2024
Kennedy Lewis Capital Company and Kennedy Lewis Capital Holdings LLC Investment Company Act Notice
IC-35199
Multi-Class
812-15524 May 21, 2024
Venerable Insurance and Annuity Company, et al. Investment Company Act Order
IC-35198
Insurance Products - Bonus Recapture
812-15520 May 20, 2024
TCW Direct Lending, LLC, et al Investment Company Act Notice
IC-35197
Co-Investment
813-00410 May 17, 2024
Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP Investment Company Act Order
IC-35196
Employees Securities Company
812-15476-01 May 15, 2024
Sound Point Meridian Capital, Inc., et al. Investment Company Act Order
IC-35192
Co-Investment
812-15434 May 9, 2024
Goldman Sachs BDC, Inc., et al. Investment Company Act Notice
IC-35191
Co-Investment
812-15547 May 9, 2024
John Hancock Multi Asset Credit Fund, et al. Investment Company Act Notice
IC-35190
Multi-Class
812-15535 May 8, 2024
Monachil Credit Income Fund, et al. Investment Company Act Notice
IC-35189
Co-Investment
812-15519 May 7, 2024
Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P. Investment Company Act Notice
IC-35188
Multi-Class
812-15557 May 7, 2024
Aether Infrastructure & Natural Resources Fund, et al. Investment Company Act Order
IC-35186
Multi-Class
812-15450 May 2, 2024
Crescent Capital BDC, Inc., et al. Investment Company Act Notice
IC-35185
Co-Investment
813-00398 May 2, 2024
F&W Investments LP and Fenwick & West LLP Investment Company Act Notice
IC-35184
Employees Securities Company
812-15457 May 2, 2024
Polen Credit Opportunities Fund, et al. Investment Company Act Notice
IC-35183
Co-Investment
812-15524 April 24, 2024
Venerable Insurance and Annuity Company, et al. Investment Company Act Notice
IC-35175
Insurance Products - Bonus Recapture
812-15473 April 19, 2024
Oaktree Fund Advisors, LLC, et al. Investment Company Act Order
IC-35174
Interval Funds
812-15476-01 April 19, 2024
Sound Point Meridian Capital, Inc., et al. Investment Company Act Notice
IC-35173
Co-Investment
813-00410 April 17, 2024
Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP Investment Company Act Notice
IC-35172
Employees Securities Company
812-15446 April 17, 2024
Coller Secondaries Private Equity Opportunities Fund, et al. Investment Company Act Order
IC-35171
Co-Investment
812-15546 April 10, 2024
Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC Investment Company Act Order
IC-35169
Multi-Class
812-15557 April 10, 2024
Aether Infrastructure & Natural Resources Fund Investment Company Act Notice
IC-35168
Multi-Class
812-15531 April 9, 2024
James Alpha Funds Trust d/b/a Easterly Funds Trust, et al. Investment Company Act Order
IC-35167
Multi-Manager - Voting & Disclosure
812-15464 April 2, 2024
Antares Private Credit Fund, et al. Investment Company Act Order
IC-35166
Co-Investment
812-15381 March 26, 2024
First Trust Real Assets Fund, et al. Investment Company Act Order
IC-35164
Co-Investment
812-15473 March 22, 2024
Oaktree Fund Advisors, LLC, et al. Investment Company Act Notice
IC-35162
Interval Funds
812-15446 March 22, 2024
Coller Secondaries Private Equity Opportunities Fund, et al. Investment Company Act Notice
IC-35163
Co-Investment
812-15488 March 20, 2024
Barings Corporate Investors, et al. Investment Company Act Order
IC-35158
Co-Investment
812-15527 March 19, 2024
Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC Investment Company Act Order
IC-35156
Multi-Class
812-15546 March 15, 2024
Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC Investment Company Act Notice
IC-35154
Multi-Class
812-15531 March 12, 2024
James Alpha Funds Trust d/b/a Easterly Funds Trust, et al. Investment Company Act Notice
IC-35153
Multi-Manager - Voting & Disclosure
812-15464 March 5, 2024
Antares Private Credit Fund, et al. Investment Company Act Notice
IC-35152
Co-Investment
812-15502 March 5, 2024
BlP Ventures Evergreen BDC, et al Investment Company Act Order
IC-35151
Co-Investment
812-15381 Feb. 28, 2024
First Trust Real Assets Fund, et al. Investment Company Act Notice
IC-35150
Co-Investment
812-15490 Feb. 27, 2024
Diameter Credit Company et.al Investment Company Act Order
IC-35149
Co-Investment
812-15209 Feb. 27, 2024
Blue Tractor ETF Trust, et al. Investment Company Act Order
IC-35148
Exchange Traded Funds - Active
812-15516 Feb. 27, 2024
Roundhill ETF Trust and Roundhill Financial Inc. Investment Company Act Order
IC-35147
Multi-Manager - Voting & Disclosure
812-15526 Feb. 27, 2024
BondBloxx ETF Trust Investment Company Act Order
IC-35146
Multi-Manager - Voting & Disclosure
812-15403 Feb. 26, 2024
Investment Managers Series Trust and Liberty Street Advisors, Inc. Investment Company Act Order
IC-35145
Multi-Manager - Voting & Disclosure
812-15527 Feb. 22, 2024
Coller Secondaries Private Equity Opportunities Fund and Coller Private Market Secondaries Advisors, LLC Investment Company Act Notice
IC-35143
Multi-Class
812-15431 Feb. 21, 2024
Golub Capital BDC Inc., et al. Investment Company Act Order
IC-35136
Co-Investment
812-15537 Feb. 21, 2024
Axxes Private Markets Fund and Axxes Advisors LLC Investment Company Act Order
IC-35135
Multi-Class
812-15534 Feb. 21, 2024
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP Investment Company Act Order
IC-35134
Multi-Class
812-15468 Feb. 20, 2024
AB CarVal Opportunistic Credit Fund, et al. Investment Company Act Order
IC-35133
Multi-Class
812-15488 Feb. 14, 2024
Barings Corporate Investors, et al. Investment Company Act Notice
IC-35131
Co-Investment
812-15493 Feb. 14, 2024
CAZ Strategic Opportunities Fund, et al. Investment Company Act Order
IC-35130
Co-Investment
812-15477 Feb. 13, 2024
GC Advisors LLC and Golub Capital Private Credit Fund Investment Company Act Order
IC-35128
Multi-Class
812-15502 Feb. 8, 2024
BIP Ventures Evergreen BDC, et al Investment Company Act Notice
IC-35127
Co-Investment
812-15479 Feb. 6, 2024
Venerable Insurance and Annuity Company, et al. Investment Company Act Order
IC-35126
Insurance Products - Exchange Offer
812-15495 Feb. 6, 2024
Elevation Series Trust, Sovereign’s Capital Management, LLC Investment Company Act Order
IC-35125
Multi-Manager - Voting & Disclosure
812-15522 Feb. 5, 2024
Octagon XAI CLO Income Fund and XA Investments LLC Investment Company Act Order
IC-35124
Multi-Class
812-15490 Feb. 1, 2024
Diameter Credit Company, et al. Investment Company Act Notice
IC-35122
Co-Investment
812-15209 Jan. 31, 2024
Blue Tractor ETF Trust and Blue Tractor Group, LLC Investment Company Act Notice
IC-35121
Exchange Traded Funds - Active
812-15516 Jan. 30, 2024
Roundhill ETF Trust and Roundhill Financial Inc. Investment Company Act Notice
IC-35120
Multi-Manager - Voting & Disclosure
812-15526 Jan. 30, 2024
BondBloxx ETF Trust Investment Company Act Notice
IC-35119
Multi-Manager - Voting & Disclosure
812-15403 Jan. 29, 2024
Investment Managers Series Trust and Liberty Street Advisors, Inc. Investment Company Act Notice
IC-35118
Multi-Manager - Voting & Disclosure
812-15534 Jan. 26, 2024
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP Investment Company Act Notice
IC-35116
Multi-Class
812-15537 Jan. 26, 2024
Axxes Private Markets Fund and Axxes Advisors LLC Investment Company Act Notice
IC-35115
Multi-Class
812-15431 Jan. 25, 2024
Golub Capital BDC Inc., et al. Investment Company Act Notice
IC-35114
Co-Investment
812-15468 Jan. 23, 2024
AB CarVal Opportunistic Credit Fund, et al. Investment Company Act Notice
IC-35095
Multi-Class
812-15493 Jan. 19, 2024
CAZ Strategic Opportunities Fund, et al. Investment Company Act Notice
IC-35094
Co-Investment
812-15429 Jan. 19, 2024
AB CarVal Opportunistic Credit Fund, et al. Investment Company Act Order
IC-35093
Co-Investment
812-15513 Jan. 17, 2024
Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC Investment Company Act Order
IC-35092
Multi-Class
812-15530 Jan. 17, 2024
Nuveen Enhanced Floating Rate Income Fund, et al. Investment Company Act Order
IC-35091
Interval Funds
812-15477 Jan. 16, 2024
GC Advisors LLC and Golub Capital Private Credit Fund Investment Company Act Notice
IC-35090
Multi-Class
Jan. 11, 2024
Venerable Insurance and Annuity Company, et al. Investment Company Act Notice
IC-35089
Insurance Products - Exchange Offer
812-15495 Jan. 9, 2024
Elevation Series Trust, et al. Investment Company Act Notice
IC-35087
Multi-Manager - Voting & Disclosure
812-15522 Jan. 8, 2024
Octagon XAI CLO Income Fund and XA Investments LLC Investment Company Act Notice
IC-35086
Multi-Class
812-15429 Dec. 27, 2023
AB CarVal Opportunistic Credit Fund, et al. Investment Company Act Notice
IC-35083
Co-Investment
812-15530 Dec. 22, 2023
Nuveen Enhanced Floating Rate Income Fund, et al. Investment Company Act Notice
IC-35081
Interval Funds
812-15513 Dec. 22, 2023
Mainstay Mackay Municipal Income Opportunities Fund and New York Life Investment Management LLC Investment Company Act Notice
IC-35080
Multi-Class
812-15509 Dec. 19, 2023
CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC Investment Company Act Order
IC-35072
Multi-Class
812-15514 Dec. 19, 2023
IndexIQ Active ETF Trust and IndexIQ Advisors LLC Investment Company Act Order
IC-35071
Multi-Manager - Voting & Disclosure
812-15506 Dec. 19, 2023
Meketa Infrastructure Fund and Meketa Capital, LLC Investment Company Act Order
IC-35070
Multi-Class
812-15467 Dec. 19, 2023
Oxford Park Income Fund, Inc. and Oxford Park Management, LLC Investment Company Act Order
IC-35069
Multi-Class
812-15511 Dec. 12, 2023
Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC Investment Company Act Order
IC-35066
Multi-Class
812-15458 Dec. 12, 2023
John Hancock GA Mortgage Trust, et al. Investment Company Act Order
IC-35064
Co-Investment
812-15459 Dec. 12, 2023
Saratoga Investment Advisors, LLC, et al. Investment Company Act Order
IC-35065
Co-Investment
812-15392 Dec. 4, 2023
Kayne Anderson Energy Infrastructure Fund, Inc., et al. Investment Company Act Order
IC-35063
Co-Investment
812-15439 Nov. 29, 2023
Nomura Alternative Income Fund, et al. Investment Company Act Order
IC-35062
Co-Investment
812-15514 Nov. 21, 2023
IndexIQ Active ETF Trust and IndexIQ Advisors LLC Investment Company Act Notice
IC-35055
Multi-Manager - Voting & Disclosure
812-15509 Nov. 21, 2023
CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC Investment Company Act Notice
IC-35053
Multi-Class
812-15506 Nov. 21, 2023
Meketa Infrastructure Fund and Meketa Capital, LLC Investment Company Act Notice
IC-35056
Multi-Class
812-15467 Nov. 21, 2023
Oxford Park Income Fund, Inc. and Oxford Park Management, LLC Investment Company Act Notice
IC-35052
Multi-Class
812-15443 Nov. 21, 2023
Eaton Vance Floating-Rate Opportunities Fund and Eaton Vance Management Investment Company Act Order
IC-35054
Multi-Class
812-15511 Nov. 17, 2023
Jackson Credit Opportunities Fund and Jackson National Asset Management, LLC Investment Company Act Notice
IC-35051
Multi-Class
812-15458 Nov. 16, 2023
John Hancock GA Mortgage Trust, et al. Investment Company Act Notice
IC-35050
Co-Investment
812-15398 Nov. 15, 2023
26North BDC, Inc., et al. Investment Company Act Order
IC-35049
Co-Investment
