The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87386 | Oct 23, 2019 | SR-OCC-2019-009 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology See Also - Exhibit 5a, Exhibit 5a |
| 34-87387 | Oct 23, 2019 | SR-OCC-2019-010 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk See Also - Exhibit 5a, Exhibit 5a |
| 34-87246 | Oct 8, 2019 | SR-OCC-2019-007 | The Options Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility View Received Comments |
| 34-87207 | Oct 3, 2019 | SR-OCC-2019-008 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Establish a Regulatory Committee of The Options Clearing Corporation's Board of Directors See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5a, Exhibit 5b, Exhibit 5c |
| 34-86731 | Aug 22, 2019 | SR-OCC-2019-005 | The Options Clearing Corporation | Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm |
| 34-86725 | Aug 21, 2019 | SR-OCC-2019-007 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility View Received Comments See Also - Exhibit 3g, Exhibit 5b, Exhibit 5c, Exhibit 3g, Exhibit 5b, Exhibit 5c |
| 34-86436 | Jul 23, 2019 | SR-OCC-2019-006 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies |
| 34-86296 | Jul 3, 2019 | SR-OCC-2019-005 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to the Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm |
| 34-86119 | Jun 17, 2019 | SR-OCC-2019-004 | The Options Clearing Corporation | Order Approving Proposed Rule Change Related to the Introduction of a New Liquidation Cost Model in the Options Clearing Corporation's Margin Methodology |
| 34-85873 | May 16, 2019 | SR-OCC-2019-002 | The Options Clearing Corporation | Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures |