National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-56304 | Aug 22, 2007 | SR-CTA-2007-01 | National Market System Plans (NMS) | Order Approving the Ninth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan See Also - Release No. 34-56134 |
| 34-56134 | Jul 25, 2007 | SR-CTA-2007-01 | National Market System Plans (NMS) | Notice of Filing of the Ninth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan See Also - Release No. 34-56304 |
| 34-56037 | Jul 10, 2007 | 4-534 | National Market System Plans (NMS) | American Stock Exchange LLC, New York Stock Exchange LLC, and NYSE Arca, Inc. and Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc., National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed National Market System Plans for the Selection and Reservation of Securities Symbols |
| 34-55744 | May 11, 2007 | 4-429 | National Market System Plans (NMS) | Order Approving Joint Amendment No. 22 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage View Received Comments See Also - Release Nos. 34-56806, 34-56780, 34-56605, 34-56596, and 34-55436 |
| 34-55647 | Apr 19, 2007 | S7-24-89 | National Market System Plans (NMS) | Order Granting Permanent Approval of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc View Received Comments See Also - Release No. 34-55192 |
| 4-534 | Mar 22, 2007 | 4-534 | National Market System Plans (NMS) | American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols View Received Comments Other Release Nos: AAER-2392 |
| AAER-2392 | Mar 22, 2007 | 4-534 | National Market System Plans (NMS) | American Stock Exchange LLC, Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, New York Stock Exchange LLC, and NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols View Received Comments Other Release Nos: AAER-2392 |
| AAER-2376 | Mar 21, 2007 | 4-533 | National Market System Plans (NMS) | Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. View Received Comments Other Release Nos: AAER-2376 |
| 4-533 | Mar 21, 2007 | 4-533 | National Market System Plans (NMS) | Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. View Received Comments Other Release Nos: AAER-2376 |
| 34-55455 | Mar 13, 2007 | SR-OPRA-2007-02 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule and its "Policies With Respect to Device-Based Fees" |