National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67684 | Aug 17, 2012 | SR-NYSEMKT-2012-14 | NYSE MKT (NYSEMKT) | Order Granting Approval of Proposed Rule Change Adopting Rules Governing the Listing and Trading of New Products Known as DIVS, OWLS, and RISKS See Also - Rel. No. 34-67315 |
| 34-67686 | Aug 17, 2012 | SR-NYSEMKT-2012-13, SR-NYSE-2012-19 | NYSE MKT (NYSEMKT), New York Stock Exchange LLC (NYSE) | Order Granting Approval to Proposed Rule Changes, as Modified by Amendment No. 1, (1) Amending NYSE Rule 13 and NYSE MKT Rule 13 - Equities to Establish New Order Types, (2) Amending NYSE Rule 115A and NYSE MKT Rule 115A-Equities to Delete Obsolete Text and to Clarify and Update the Description of The Allocation of Market and Limit Interest in Opening and Reopening Transactions, (3) Amending NYSE Rule 123C and NYSE MKT Rule 123C - Equities to Include Better-Priced G Orders in The Allocation of Orders in Closing Transactions, and (4) Making Other Technical and Conforming Changes (Corrected to conform to Federal Register version) See Also - Rel. No. 34-67317, Rel. No. 34-67318 |
| 34-67665 | Aug 15, 2012 | SR-NYSEMKT-2012-11 | NYSE MKT (NYSEMKT) | Order Approving a Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Provide for Additional Co-location Services and Establish Related Fees See Also - Rel. No. 34-67260 |
| 34-67664 | Aug 15, 2012 | SR-NYSEMKT-2012-10 | NYSE MKT (NYSEMKT) | Order Approving a Proposed Rule Change Amending the NYSE MKT Price List To Provide for Additional Co-Location Services and Establish Related Fees See Also - Rel. No. 34-67261 |
| 34-67635 | Aug 9, 2012 | SR-NYSEMKT-2012-34 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Amex Options Fee Schedule Regarding a Rebate for Order Flow Providers, an Increase in the Service Fee Applicable to Market Makers, and a Fee for Market Maker Executions of SPY Options See Also - Exhibit 5 |
| 34-67634 | Aug 9, 2012 | SR-NYSEMKT-2012-33 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Amex Options Fee Schedule Relating to the Monthly Cost for an Amex Trading Permit and Monthly Fees Relating to Trading in Premium Products See Also - Exhibit 5 |
| 34-67609 | Aug 7, 2012 | SR-NYSEMKT-2012-35 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Amendments to the NYSE MKT LLC Price List To Establish Pricing for the Retail Liquidity Program See Also - Exhibit 5 |
| 34-67569 | Aug 1, 2012 | SR-NYSEMKT-2012-23 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC in Order To Reflect Changes to the Capital Structure of the Company See Also - Exhibit 5, Rel. No. 34-67902 |
| 34-67568 | Aug 1, 2012 | SR-NYSEMKT-2012-27 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C-Equities, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, To Extend the Effective Date of the Pilot, Until February 4, 2013 See Also - Exhibit 5 |
| 34-67567 | Aug 1, 2012 | SR-NYSEMKT-2012-28 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 128-Equities, Which Governs Clearly Erroneous Executions, To Extend the Effective Date of the Pilot by Which Portions of Such Rule Operate Until February 4, 2013 See Also - Exhibit 5 |