National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-69507 | May 3, 2013 | SR-MIAX-2013-20 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow All Lead Market Makers To Receive Directed Orders See Also - Exhibit 5 |
34-69457 | Apr 25, 2013 | SR-MIAX-2013-17 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on iShares MSCI Emerging Markets Index Fund See Also - Exhibit 5 |
34-69381 | Apr 16, 2013 | SR-MIAX-2013-16 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the MIAX Fee Schedule See Also - Exhibit 5 |
34-69354 | Apr 9, 2013 | SR-MIAX-2013-15 | Miami International Securities Exchange, LLC (MIAX) | Order Approving, on an Accelerated Basis, Proposed Rule Change Relating to Limit Up Limit Down Functionality See Also - Rel. No. 34-69234 |
34-69342 | Apr 8, 2013 | SR-MIAX-2013-12 | Miami International Securities Exchange, LLC (MIAX) | Order Granting Accelerated Approval of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States View Received Comments See Also - Rel. No. 34-69210 |
34-69320 | Apr 5, 2013 | SR-MIAX-2013-13 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administrative Information Subscriber (AIS) and AIS Port Fees See Also - Exhibit 5 |
34-69323 | Apr 5, 2013 | SR-MIAX-2013-14 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the MIAX Top of Market (ToM) Data Product See Also - Exhibit 5 |
34-69234 | Mar 25, 2013 | SR-MIAX-2013-15 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality See Also - Exhibit 5, Rel. No. 34-69354 |
34-69210 | Mar 22, 2013 | SR-MIAX-2013-12 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States View Received Comments See Also - Exhibit 5, Rel. No. 34-69342 |
34-69176 | Mar 19, 2013 | SR-MIAX-2013-08 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise and Clarify Market Maker Continuous Quoting Obligations See Also - Exhibit 5 |