National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69599 | May 16, 2013 | SR-BOX-2013-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Create a New Fee Structure for Complex Orders on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-69551 | May 9, 2013 | SR-BOX-2013-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rules 5050, 7050, and 7240 See Also - Exhibit 5 |
| 34-69517 | May 6, 2013 | SR-BOX-2013-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 (Obvious and Catastrophic Errors) See Also - Exhibit 5 |
| 34-69512 | May 3, 2013 | SR-BOX-2013-23 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Provide for the Manner in Which Mini Options Will Trade as a Complex Order Pursuant to BOX Rule 7240 See Also - Exhibit 5 |
| 34-69511 | May 3, 2013 | SR-BOX-2013-06 | BOX Exchange LLC (BOX) | Order Granting Approval of Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund View Received Comments See Also - Rel. No. 34-69193, Rel. No. 34-68759 |
| 34-69429 | Apr 23, 2013 | SR-BOX-2013-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 To Clarify That the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances See Also - Exhibit 5 |
| 34-69419 | Apr 19, 2013 | SR-BOX-2013-01 | BOX Exchange LLC (BOX) | Orders See Also - Rel. No. 34-69027 |
| 34-69368 | Apr 12, 2013 | SR-BOX-2013-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions in Rule 7170 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange on a Pilot Basis See Also - Exhibit 5 |
| 34-69336 | Apr 8, 2013 | SR-BOX-2013-19 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX See Also - Exhibit 5 |
| 34-69330 | Apr 5, 2013 | SR-BOX-2013-13 | BOX Exchange LLC (BOX) | Order Approving, on an Accelerated Basis, Proposed Rule Change To Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State See Also - Rel. No. 34-69109 |