National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83402 | Jun 11, 2018 | SR-NYSEAMER-2018-23 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With the Re-Launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-Location Services See Also - Exhibit 5 |
| 34-83384 | Jun 5, 2018 | SR-NYSEAMER-2018-05 | NYSE American LLC (NYSEAMER) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish an Electronic Price Improvement Auction for Complex Orders |
| 34-83357 | May 31, 2018 | SR-NYSEAMER-2018-24 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E and Rule 7.45E With Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors See Also - Exhibit 5 |
| 34-83347 | May 30, 2018 | SR-NYSEAMER-2018-17 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Intercontinental Exchange, Inc. Director Independence Policy See Also - Exhibit 5 |
| 34-83341 | May 30, 2018 | SR-NYSEAMER-2018-22 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Amend Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt View Received Comments See Also - Exhibit 5 |
| 34-83273 | May 17, 2018 | SR-NYSEAMER-2018-21 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.4E To Reflect the Standard Settlement Cycle of Two Business Days After the Trade Date See Also - Exhibit 5 |
| 34-83219 | May 11, 2018 | SR-NYSEAMER-2018-19 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Users With Connectivity to Three Additional Third Party Data Feeds and To Change the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to These Co-Location Services See Also - Exhibit 5 |
| 34-83203 | May 9, 2018 | SR-NYSEAMER-2018-20 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-83159 | May 3, 2018 | SR-NYSEAMER-2018-16 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc. See Also - Exhibit 5a |
| 34-83073 | Apr 20, 2018 | SR-NYSEAMER-2018-15 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule See Also - Exhibit 5 |