National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84641 | Nov 21, 2018 | SR-NYSEAMER-2018-52 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Add to the Rules of the Exchange the Twelfth Amended and Restated Operating Agreement of the New York Stock Exchange LLC See Also - Exhibit 5a, Exhibit 5b |
| 34-84636 | Nov 20, 2018 | SR-NYSEAMER-2018-49 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement See Also - Exhibit 5 |
| 34-84616 | Nov 19, 2018 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash |
| 34-84603 | Nov 15, 2018 | SR-NYSEAMER-2018-48 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-84527 | Nov 2, 2018 | SR-NYSEAMER-2018-47 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 805(c)(5) of the Guide to Change the Threshold for Qualifying as a Smaller Reporting Company To Qualify for Certain Exemptions From the Compensation Committee Requirements See Also - Exhibit 5 |
| 34-84412 | Oct 11, 2018 | SR-NYSEAMER-2018-45 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.14E, Clearance and Settlement See Also - Exhibit 5 |
| 34-84388 | Oct 10, 2018 | SR-NYSEAMER-2018-46 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Member Organizations, Equity Trading Permit Holders, and American Trading Permit Holders See Also - Exhibit 5 |
| 34-84364 | Oct 4, 2018 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash View Received Comments See Also - Exhibit 5 |
| 34-84285 | Sep 25, 2018 | SR-NYSEAMER-2018-44 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Modify Rule 961 Regarding the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rule 933NY See Also - Exhibit 5 |
| 34-84069 | Sep 10, 2018 | SR-NYSEAMER-2018-43 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.23E, Obligations of Market Makers See Also - Exhibit 5 |