National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74474 | Mar 11, 2015 | SR-BOX-2015-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7170 To Provide for New Procedures To Account for Erroneous Trades Occurring From Disruptions and/or Malfunctions of Exchange Systems See Also - Exhibit 5 |
| 34-74306 | Feb 19, 2015 | SR-BOX-2015-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program That Suspends Certain Obvious Error Provisions During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange See Also - Exhibit 5 |
| 34-74267 | Feb 12, 2015 | SR-BOX-2015-009 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Acceptance of the Transfer, by Citadel Securities, LLC ("Citadel Securities") to Its Affiliate, Citadel Securities Principal Investments, LLC, of Citadel Securities' Ownership Interest in BOX Options Exchange, LLC and BOX Holdings Group, LLC, an Affiliate of the Exchange See Also - Exhibit 5 |
| 34-74221 | Feb 6, 2015 | SR-BOX-2015-11 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-74210 | Feb 5, 2015 | SR-BOX-2014-28 | BOX Exchange LLC (BOX) | Orders See Also - Rel. No. 34-73878 |
| 34-74201 | Feb 4, 2015 | SR-BOX-2015-08 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee See Also - Exhibit 5 |
| 34-74196 | Feb 3, 2015 | SR-BOX-2015-07 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF See Also - Exhibit 3, Exhibit 5 |
| 34-74178 | Jan 30, 2015 | SR-BOX-2015-06 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Amend Its Rules for the Listing and Trading on the Exchange of Options Settling to the RealVolTM View Received Comments See Also - Exhibit 3, Exhibit 5, Rel. No. 34-74526, Rel. No. 34-74876 |
| 34-74171 | Jan 29, 2015 | SR-BOX-2015-05 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Deadline for the VPR Program to January 14, 2015 |
| 34-74114 | Jan 22, 2015 | SR-BOX-2015-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program View Received Comments |