National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-81180 | SEC Issue Date:Jul 20, 2017 | File Number:SR-GEMX-2017-24 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912 View Received Comments See Also - Rel. No. 34-81500, Rel. No. 34-80970 |
| Release Number:34-81174 | SEC Issue Date:Jul 20, 2017 | File Number:SR-GEMX-2017-32 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations See Also - Exhibit 5 |
| Release Number:34-81147 | SEC Issue Date:Jul 14, 2017 | File Number:SR-GEMX-2017-30 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Outdated Language in the Exchange's Rulebook and Fee Schedule See Also - Exhibit 5 |
| Release Number:34-81136 | SEC Issue Date:Jul 13, 2017 | File Number:SR-GEMX-2017-29 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Assess Connectivity Fees See Also - Exhibit 5 |
| Release Number:34-81109 | SEC Issue Date:Jul 10, 2017 | File Number:SR-GEMX-2017-28 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled See Also - Exhibit 5 |
| Release Number:34-81067 | SEC Issue Date:Jun 30, 2017 | File Number:SR-PHLX-2017-37, SR-PEARL-2017-20, SR-NYSEMKT-2017-26, SR-NYSEArca-2017-52, SR-NYSE-2017-22, SR-NASDAQ-2017-046, SR-MRX-2017-04, SR-MIAX-2017-18, SR-ISE-2017-45, SR-IEX-2017-16, SR-GEMX-2017-17, SR-FINRA-2017-011, SR-CHX-2017-08, SR-CBOE-2017-040, SR-C2-2017-017, SR-BX-2017-023, SR-BOX-2017-16, SR-BatsEDGX-2017-22, SR-BatsEDGA-2017-13, SR-BatsBZX-2017-38, SR-BatsBYX-2017-11 | SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) |
Details: Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail View Received Comments See Also - Rel. No. 34-82049, Rel. No. 34-80821, Rel. No. 34-80721, Rel. No. 34-80786, Rel. No. 34-80785, Rel. No. 34-82253, Rel. No. 34-80715, Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail, Rel. No. 34-82255, Rel. No. 34-80726, Rel. No. 34-80696, Rel. No. 34-80697, Rel. No. 34-80713, Rel. No. 34-80693, Rel. No. 34-80698, Rel. No. 34-80694, Rel. No. 34-80725, Rel. No. 34-82252, Rel. No. 34-80809, Rel. No. 34-80822, Rel. No. 34-80784, Rel. No. 34-80675, Rel. No. 34-82254, Rel.No. 34-82251, Rel. No. 34-82270, Rel. No. 34-82272, Rel. No. 34-80710, Rel. No. 34-80676, Rel. No. 34-82287, Rel. No. 34-82286, Rel. No. 34-82260, Rel. No. 34-82264, Rel. No. 34-82262, 34-82771.pdf, Rel. No. 34-82273, Rel. No. 34-82256, Rel. No. 34-82261, Rel. No. 34-82265, Rel. No. 34-82263, Rel. No. 34-80691, Rel. No. 34-82257 |
| Release Number:34-81023 | SEC Issue Date:Jun 26, 2017 | File Number:SR-GEMX-2017-25 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Non-Priority Customer License Surcharge See Also - Exhibit 5 |
| Release Number:34-80970 | SEC Issue Date:Jun 19, 2017 | File Number:SR-GEMX-2017-24 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing of a Proposed Rule Change To Adopt Rule 912 View Received Comments See Also - Exhibit 5, Rel. No. 34-81500, Rel. No. 34-81180 |
| Release Number:34-80921 | SEC Issue Date:Jun 14, 2017 | File Number:SR-GEMX-2017-23 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule See Also - Exhibit 5 |
| Release Number:34-80826 | SEC Issue Date:May 31, 2017 | File Number:SR-GEMX-2017-21 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program To Quote and To Trade Certain Options Classes in Penny Increments See Also - Exhibit 5 |