National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89233 | Jul 6, 2020 | SR-BOX-2020-26 | BOX Exchange LLC (BOX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Consolidated Audit Trail Rules to the List of Minor Rule Violations See Also - Exhibit 5 |
| 34-89194 | Jun 30, 2020 | SR-BOX-2020-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section I.C.2 (Strategy Order Facilitation and Solicitation Transactions) See Also - Exhibit 5 |
| 34-89196 | Jun 30, 2020 | SR-BOX-2020-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility See Also - Exhibit 5 |
| 34-89116 | Jun 22, 2020 | SR-BOX-2020-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 16000 Series (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| 34-89043 | Jun 11, 2020 | SR-BOX-2020-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section II of the Fee Schedule (Manual Transaction Fees) on the BOX Options Market LLC Facility See Also - Exhibit 5 |
| 34-89018 | Jun 4, 2020 | SR-BOX-2019-19 | BOX Exchange LLC (BOX) | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments |
| 34-89017 | Jun 4, 2020 | SR-BOX-2019-37 | BOX Exchange LLC (BOX) | Notice of Withdrawal of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange View Received Comments |
| 34-88959 | May 27, 2020 | SR-BOX-2020-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace BOX Rule 7260 (Penny Pilot Program) To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Make Other Non Substantive Changes to References to the Penny Pilot Program View Received Comments See Also - Exhibit 5 |
| 34-88946 | May 26, 2020 | SR-BOX-2020-14 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 3e, Exhibit 3f, Exhibit 3g, Exhibit 3h, Exhibit 3i, Exhibit 3j, Exhibit 3k, Exhibit 3l, Exhibit 3m, Exhibit 3n, Exhibit 5a, Exhibit 5b |
| 34-88949 | May 26, 2020 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") as a Facility of the Exchange View Received Comments See Also - Exhibit 5a, Exhibit 5b |