The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49489 | Mar 26, 2004 | SR-DTC-2004-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of TaxReclaim Service |
| 34-49446 | Mar 18, 2004 | SR-DTC-2004-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the Global Corporate Action Hub as a DTC Service |
| 34-49080 | Jan 14, 2004 | SR-DTC-2003-09 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Establish a New Service To Destroy Certain Certificates and To Implement a Fee for Custody of Certain Certificates Not To Be Destroyed View Received Comments See Also - Rel. No. 34-49930 |
| 34-48775 | Nov 12, 2003 | SR-DTC-2003-12 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program View Received Comments See Also - Rel. No. 34-49618 |
| 34-48145 | Jul 9, 2003 | SR-DTC-2003-03 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modifications to Settlement Progress Payments Procedures |
| 34-47978 | Jun 4, 2003 | SR-DTC-2003-02 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers View Received Comments |
| 34-43541 | Nov 9, 2000 | SR-DTC-00-10 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to the Combination of the Depository Trust Company's TradeSuite Institutional Trade Processing Services With Thomson-Financial ESG's Institutional Trade Processing Services View Received Comments See Also - Notice of Filing |
| 34-41799 | Aug 27, 1999 | SR-DTC-99-20 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Implementing a Freeze on New Participant Accounts and a Contingency Plan for Withdrawal by Transfer Transactions |
| 34-41032 | Feb 9, 1999 | SR-DTC-99-01 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Allowing DTC to Charge a Low Volume Tender Offer Processing Fee |
| 34-40696 | Nov 20, 1998 | SR-DTC-98-18 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Validation Testing |