The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-50944 | Dec 29, 2004 | SR-DTC-2004-10 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Implement Phase II of the IMS Service See Also - Rel. No. 34-50690 |
34-50887 | Dec 20, 2004 | SR-DTC-2004-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Depository Trust Company's SMART/Track Service To Include Corporate Action Liability Notification |
34-50690 | Nov 18, 2004 | SR-DTC-2004-10 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Implement Phase II of the IMS Service See Also - Rel. No. 34-50944 |
34-50399 | Sep 16, 2004 | SR-DTC-2004-09 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust Company |
34-50279 | Aug 27, 2004 | SR-DTC-2004-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Investor's Voluntary Redemptions and Sales Service |
34-50182 | Aug 11, 2004 | SR-DTC-2004-05 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change Relating to the Look-Ahead Process See Also - Rel. No. 34-49924 |
34-50032 | Jul 16, 2004 | SR-DTC-2004-07 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for DTC's TaxInfo Service |
34-50029 | Jul 15, 2004 | SR-DTC-2003-10 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls See Also - Rel. No. 34-49764 |
34-50025 | Jul 15, 2004 | SR-DTC-2004-04 | The Depository Trust Company (DTC) | Order Interface With the National Securities Clearing Corporation See Also - Rel. No. 34-49777 |
34-50006 | Jul 12, 2004 | SR-DTC-2004-03 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program See Also - Rel. No. 34-49709 |