The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-57959 | Jun 12, 2008 | SR-DTC-2006-16 | The Depository Trust Company (DTC) | Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents View Received Comments See Also - and 34-57362, 34-55816, 34-60196 |
| 34-57901 | Jun 2, 2008 | SR-NSCC-2007-14, SR-DTC-2007-14 | National Securities Clearing Corporation, The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net See Also - Rel. No. 34-57573 |
| 34-57768 | May 2, 2008 | SR-DTC-2007-10 | The Depository Trust Company (DTC) | Order Granting Accelerated Approval of an Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities See Also - Rel. Nos. 34-57513, 34-56552, Rel. Nos. 34-57647 |
| 34-57665 | Apr 15, 2008 | SR-DTC-2007-05 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-58157 |
| 34-57647 | Apr 10, 2008 | SR-DTC-2007-10 | The Depository Trust Company (DTC) | Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities See Also - Rel. Nos. 34-57513, 34-56552, Rel. No. 34-57768 |
| 34-57542 | Mar 20, 2008 | SR-DTC-2007-11 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Operational Arrangements as It Applies to Structured Securities View Received Comments See Also - Rel. No. 34-57283, Rel. No. 34-56795 |
| 34-57513 | Mar 17, 2008 | SR-DTC-2007-10 | The Depository Trust Company (DTC) | Notice of Filing of Amended Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities See Also - Rel. Nos. 34-57647, 34-56552 |
| 34-57406 | Feb 29, 2008 | SR-DTC-2007-06 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-56863 |
| 34-57392 | Feb 27, 2008 | SR-DTC-2007-16 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants See Also - Rel. No. 34-58345 |
| 34-57366 | Feb 21, 2008 | SR-DTC-2008-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window |