The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58407 | Aug 21, 2008 | SR-DTC-2008-10 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the Collateral Loan System |
| 34-58345 | Aug 12, 2008 | SR-DTC-2007-16 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants See Also - Rel. No. 34-57392 |
| 34-58343 | Aug 12, 2008 | SR-DTC-2008-06 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change as Amended To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks See Also - Rel. No. 34-59386 |
| 34-58292 | Aug 1, 2008 | SR-DTC-2008-07 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System See Also - Rel. No. 34-58910 |
| 34-58252 | Jul 30, 2008 | SR-DTC-2008-05 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee View Received Comments |
| 34-58157 | Jul 15, 2008 | SR-DTC-2007-05 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change Relating to Harmonizing Fines With the National Securities Clearing Corporation and the Fixed Income Clearing Corporation See Also - Rel. No. 34-57665 |
| 34-58165 | Jul 15, 2008 | SR-DTC-2008-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Establish a Fee Relating to DTC's Settlement Procedures for the Maturity of Money Market Instruments With Unknown Rates View Received Comments |
| 34-58122 | Jul 9, 2008 | SR-DTC-2007-07 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules See Also - Rel. No. 34-59035 |
| 34-58044 | Jun 26, 2008 | SR-DTC-2008-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide |
| 34-58042 | Jun 26, 2008 | SR-DTC-2008-04 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Establish an Alternate Choice in DTC Profile Surety Providers |