34-93934
Jan. 7, 2022
SR-NYSE-2020-96
New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners
View Received Comments
Federal Register version (87 FR 2189)
34-93913
Jan. 6, 2022
2022-22
Order Determining Whistleblower Award Claim
33-11021, 34-93925, IA-5938, IC-34466
Jan. 6, 2022
Adjustments to Civil Monetary Penalty Amounts
Federal Register version (87 FR 1808)
34-93812
Dec. 17, 2021
2022-21
Order Determining Whistleblower Award Claim
33-11014, 34-93785
Dec. 15, 2021
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2022
See Also -
Fact Sheet
Federal Register version (86 FR 72300)
34-93768
Dec. 14, 2021
S7-14-11
Credit Risk Retention-Notification of Determination of Review
See Also -
34-73407.pdf , Proposed Rule Release Nos. 34-70277 , 34-64603 , Credit Risk Retention
Federal Register version (86 FR 71810)
34-93726
Dec. 7, 2021
2022-20
Order Determining Whistleblower Award Claim
34-93685
Dec. 1, 2021
2022-19
Order Determining Whistleblower Award Claim
34-93648
Nov. 23, 2021
2022-18
Order Determining Whistleblower Award Claim
PA-57A
Nov. 22, 2021
S7-14-21
Privacy Act of 1974; System of Records; Correction
Comments Due: December 29, 2021
View Received Comments
Federal Register version (86 FR 71117)
34-93637
Nov. 22, 2021
2022-16
Order Determining Whistleblower Award Claim
34-93636
Nov. 22, 2021
2022-15
Order Determining Whistleblower Award Claim
34-93635
Nov. 22, 2021
2022-17
Order Determining Whistleblower Award Claim
34-93604
Nov. 18, 2021
2022-14
Order Determining Whistleblower Award Claim
33-11007, 34-93573
Nov. 15, 2021
265-28
Investor Advisory Committee Meeting
View Received Comments
Federal Register version (86 FR 64569)
34-93569
Nov. 12, 2021
2022-13
Order Determining Whistleblower Award Claim
34-93547
Nov. 10, 2021
2022-12
Order Determining Whistleblower Award Claim
34-93511
Nov. 2, 2021
Financial Industry Regulatory Authority, Inc.
See Also -
FBI Compact Officer Approval Letter , FINRA Incoming Fingerprint Plan Cover Letter
Federal Register version (86 FR 61801)
34-93478
Oct. 29, 2021
Order Regarding Initial Margin Computation for Citigroup Global Markets Inc.
34-93480
Oct. 29, 2021
Order Regarding Initial Margin Computation for Goldman Sachs & Co. LLC