34-94366
March 7, 2022
2022-35
Order Determining Whistleblower Award Claim
34-94305
Feb. 24, 2022
Securities Exchange Act of 1934; Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934
Federal Register version (87 FR 11779)
34-94288
Feb. 22, 2022
2022-34
Order Determining Whistleblower Award Claim
34-94282
Feb. 18, 2022
2022-33
Order Determining Whistleblower Award Claim
34-94242
Feb. 14, 2022
In the Matter of New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees
Federal Register version (87 FR 9404)
33-11027, 34-94187
Feb. 8, 2022
Order Regarding Review of FASB Accounting Support Fee for 2022 Under Section 109 of the Sarbanes-Oxley Act of 2002
34-94022
Jan. 21, 2022
2022-30
Order Determining Whistleblower Award Claim
34-94021
Jan. 21, 2022
2022-31
Order Determining Whistleblower Award Claim
34-94020
Jan. 21, 2022
2022-32
Order Determining Whistleblower Award Claim
34-94019
Jan. 21, 2022
2022-29
Order Determining Whistleblower Award Claim
34-93948
Jan. 11, 2022
2022-28
Order Determining Whistleblower Award Claim
34-93947
Jan. 11, 2022
2022-27
Order Determining Whistleblower Award Claim
34-93946
Jan. 11, 2022
2022-25
Order Determining Whistleblower Award Claim
34-93945
Jan. 11, 2022
2022-26
Order Determining Whistleblower Award Claim
34-93936
Jan. 10, 2022
2022-24
Order Determining Whistleblower Award Claim
34-93935
Jan. 10, 2022
2022-23
Order Determining Whistleblower Award Claim
34-93934
Jan. 7, 2022
SR-NYSE-2020-96
New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners
View Received Comments
Federal Register version (87 FR 2189)
34-93913
Jan. 6, 2022
2022-22
Order Determining Whistleblower Award Claim
33-11021, 34-93925, IA-5938, IC-34466
Jan. 6, 2022
Adjustments to Civil Monetary Penalty Amounts
Federal Register version (87 FR 1808)
34-93812
Dec. 17, 2021
2022-21
Order Determining Whistleblower Award Claim
33-11014, 34-93785
Dec. 15, 2021
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2022
See Also -
Fact Sheet
Federal Register version (86 FR 72300)