The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-52120 | Jul 25, 2005 | SR-OCC-2005-10 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Procedures With Respect to the OCC's Stock Loan/Borrow Program |
34-52110 | Jul 22, 2005 | SR-OCC-2005-11 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Year-End Financial Reporting Deadline Applicable to Clearing Members Primarily Regulated as Futures Commission Merchants With the Commodity Futures Trading Commission's Regulations |
34-52035 | Jul 14, 2005 | SR-OCC-2002-16 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to Unsegregation of Long Option Positions See Also - Rel. No. 34-51331, Rel. No. 34-51331 |
34-52034 | Jul 14, 2005 | SR-OCC-2005-08 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reducing Clearing Fees for Securities Option Contracts |
34-52030 | Jul 14, 2005 | SR-OCC-2003-04 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to a New Customers' Lien Account See Also - Rel. No. 34-51330, Rel. No. 34-51330 |
34-52010 | Jul 12, 2005 | SR-OCC-2005-06 | The Options Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend By-Laws and Rules To Accommodate Short-Term Options Proposed for Trading by the Chicago Board Options Exchange, Inc., the American Stock Exchange, LLC, the International Securities Exchange, Inc., and the Pacific Exchange, Inc. |
34-51861 | Jun 16, 2005 | SR-OCC-2005-07 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Update Its By-Laws and Rules Pertaining to the Settlement of Exercised Cross-Rate Foreign Currency Options |
34-51826 | Jun 13, 2005 | SR-OCC-2004-17 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 See Also - Rel. No. 34-51521, Rel. No. 34-51521 |
34-51586 | Apr 20, 2005 | SR-OCC-2005-05 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Technical Changes That Add or Correct Cross-References in Article VIII, Section 5 of the By-Laws and in Rule 910 |
34-51584 | Apr 20, 2005 | SR-OCC-2005-04 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures With Respect to Deposits of Cash or Securities With an Escrow Bank for Short Positions in Stock Option or Index Option Contracts |