The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49554 | Apr 12, 2004 | SR-OCC-2004-05 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Definition of "Premium" With Respect to Foreign Currency and Cross-Rate Currency Options |
34-49533 | Apr 7, 2004 | SR-ODD-2004-02 | The Options Clearing Corporation | Order Granting Approval of Proposed Amendment to the Front Inside Cover Page of the Options Disclosure Document |
34-49478 | Mar 25, 2004 | SR-OCC-2003-09 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Minimum Net Capital Requirements for Appointed Clearing Members See Also - Rel. No. 34-50465, Rel. No. 34-50465 |
34-49477 | Mar 25, 2004 | SR-OCC-2003-12 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clearing Agreement |
34-49470 | Mar 25, 2004 | SR-OCC-2004-03 | The Options Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Amending OCC's Rules To Provide for Use of a Give-Up Service Provider and Revising OCC's Fee Schedule |
34-49436 | Mar 17, 2004 | SR-OCC-2004-01 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts |
34-49420 | Mar 16, 2004 | SR-OCC-2003-08 | The Options Clearing Corporation | Order Approving Proposed Rule Change Related to Delivery Settlement of Exercised Stock Options and Matured Stock Futures |
34-49378 | Mar 9, 2004 | SR-OCC-2003-11 | The Options Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating To Clearing Member Trade Assignment Processing View Received Comments See Also - Rel. No. 34-49841, Rel. No. 34-49841 |