The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-86725 | Aug 21, 2019 | SR-OCC-2019-007 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility View Received Comments See Also - Exhibit 3g, Exhibit 5b, Exhibit 5c, Exhibit 3g, Exhibit 5b, Exhibit 5c |
| 34-86436 | Jul 23, 2019 | SR-OCC-2019-006 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies |
| 34-86296 | Jul 3, 2019 | SR-OCC-2019-005 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to the Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm |
| 34-86119 | Jun 17, 2019 | SR-OCC-2019-004 | The Options Clearing Corporation | Order Approving Proposed Rule Change Related to the Introduction of a New Liquidation Cost Model in the Options Clearing Corporation's Margin Methodology |
| 34-85873 | May 16, 2019 | SR-OCC-2019-002 | The Options Clearing Corporation | Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures |
| 34-85779 | May 6, 2019 | SR-OCC-2019-003 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Require That an Actionable Identifier Be Included on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades |
| 34-85755 | Apr 30, 2019 | SR-OCC-2019-004 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to the Introduction of a New Liquidation Cost Model in The Options Clearing Corporation's Margin Methodology |
| 34-85440 | Mar 28, 2019 | SR-OCC-2019-002 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures |
| 34-85441 | Mar 28, 2019 | SR-OCC-2019-003 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change To Require That an Actionable Identifier Be Included on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades |
| 34-85322 | Mar 14, 2019 | SR-OCC-2019-001 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees View Received Comments See Also - Exhibit 5, Exhibit 5 |