The Options Clearing Corporation (OCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89039 | Jun 10, 2020 | SR-OCC-2020-803 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Related to Changes to The Options Clearing Corporation's Non-Bank Repo Facility Program as Part of Its Overall Liquidity Plan |
| 34-89004 | Jun 4, 2020 | SR-OCC-2020-802 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management |
| 34-88971 | May 28, 2020 | SR-OCC-2020-804 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |
| 34-88906 | May 19, 2020 | SR-OCC-2020-803 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning Changes to The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan |
| 34-88792 | May 1, 2020 | SR-OCC-2020-802 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Framework for Liquidity Risk Management |
| 34-88317 | Mar 4, 2020 | SR-OCC-2020-801 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan |
| 34-88120 | Feb 5, 2020 | SR-OCC-2020-801 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning a Master Repurchase Agreement as Part of OCC's Overall Liquidity Plan |
| 34-87673 | Dec 6, 2019 | SR-OCC-2019-807 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology to Address Specific Wrong-Way Risk |
| 34-87672 | Dec 6, 2019 | SR-OCC-2019-806 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology |
| 34-87476 | Nov 6, 2019 | SR-OCC-2019-807 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Related to Proposed Changes to The Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology to Address Specific Wrong-Way Risk |