The Options Clearing Corporation (OCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68434 | Dec 14, 2012 | AN-OCC-2012-01 | The Options Clearing Corporation (OCC-AN) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options See Also - Rel. No. 34-68112, Rel. No. 34-67835, Rel. No. 34-68112, Rel. No. 34-67835 |
| 34-68438 | Dec 14, 2012 | AN-OCC-2012-04 | The Options Clearing Corporation (OCC-AN) | Notice Filing To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities See Also - Rel. No. 34-68445, Rel. No. 34-68130, Rel. No. 34-68225 |
| 34-68225 | Nov 14, 2012 | AN-OCC-2012-04 | The Options Clearing Corporation (OCC-AN) | Notice To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities See Also - Rel. No. 34-68445, Rel. No. 34-68130, 34-68438.pdf |
| 34-68147 | Nov 2, 2012 | SR-OCC-2012-17 | The Options Clearing Corporation (OCC-AN) | Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis |
| 34-68111 | Oct 26, 2012 | SR-OCC-2012-14 | The Options Clearing Corporation (OCC-AN) | Notice To Establish the Legal and Operational Framework for Providing Central Clearing of OTC Index Options on the S&P 500 Index That Are Negotiated Bilaterally in the Over-the-Counter Market and Submitted to OCC for Clearance See Also - Rel. No. 34-68434, Rel. No. 34-68112, Rel. No. 34-67906, Rel. No. 34-67835 |
| 34-68002 | Oct 5, 2012 | SR-NSCC-2008-07 | The Options Clearing Corporation (OCC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice and Notice of No Objection to Replace The Options Clearing Corporation's Credit Facility |
| 34-67921 | Sep 25, 2012 | SR-OCC-2012-17 | The Options Clearing Corporation (OCC-AN) | Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis See Also - Rel. No. 34-68148, 34-68147.pdf, Rel. No. 34-67896 |
| 34-67906 | Sep 21, 2012 | SR-OCC-2012-14 | The Options Clearing Corporation, The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options See Also - Rel. No. 34-68434, Rel. No. 34-68112, 34-68111.pdf, Rel. No. 34-67835 |