The Options Clearing Corporation (OCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-71083 | Dec 16, 2013 | SR-OCC-2013-807 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Concerning the Governance Committee Charter See Also - Rel. No. 34-71376 |
| 34-70709 | Oct 17, 2013 | SR-OCC-2013-803 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing to Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options See Also - Rel. No. 34-69925 |
| 34-70596 | Oct 2, 2013 | SR-OCC-2013-806 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter a New Credit Facility Agreement |
| 34-70366 | Sep 10, 2013 | SR-OCC-2013-805 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of an Advance Notice to Amend an Existing Interpretation and Policy to Give OCC Discretion Not to Grant a Particular Clearing Member Margin Credit for an Otherwise Eligible Security |
| 34-69955 | Jul 10, 2013 | SR-OCC-2013-804 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities |
| 34-69925 | Jul 3, 2013 | SR-OCC-2013-803 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice to Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options See Also - Rel. No. 34-70709 |
| 34-69767 | Jun 14, 2013 | SR-OCC-2013-802 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing to Change the Expiration Date for Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday |
| 34-69603 | May 17, 2013 | SR-OCC-2013-802 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of an Advance Notice to Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday |
| 34-68935 | Feb 14, 2013 | SR-OCC-2012-801 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 thereto, to Enter into an Unsecured, Committed Credit Agreement See Also - Rel. No. 34-68618 |
| 34-68618 | Jan 10, 2013 | SR-OCC-2012-801 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Change to Enter into an Unsecured, Committed Credit Agreement See Also - Rel. No. 34-68935 |