The Options Clearing Corporation (OCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99731 | Mar 13, 2024 | SR-OCC-2023-801 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between the Options Clearing Corporation and the Nati View Received Comments |
| 34-99427 | Jan 24, 2024 | SR-OCC-2023-801 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Amendment No. 2 to Advance Notice Relating to The Options Clearing Corporation's Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the Natio Comments Due: February 14, 2024 View Received Comments See Also - Exhibit 3, Exhibit 4, Exhibit 5 |
| 34-98214 | Aug 24, 2023 | SR-OCC-2023-801 | The Options Clearing Corporation (OCC-AN) | Notice of Filing and Extension of Review Period of Advance Notice Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-96113 | Oct 20, 2022 | SR-OCC-2021-802 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Partial Amendments No. 1, 2, 3, and 4 and Notice of No Objection to Advance Notice, as Modified by Partial Amendments No. 1, 2, 3, and 4 Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications Comments Due: November 23, 2021 View Received Comments Submit a Comment on SR-OCC-2021-802
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| 34-95669 | Sep 2, 2022 | SR-OCC-2022-802 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan |
| 34-95670 | Sep 2, 2022 | SR-OCC-2022-803 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan |
| 34-95327 | Jul 20, 2022 | SR-OCC-2022-803 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Related to an Expansion of The Options Clearing Corporation's Non-Bank Liquidity Facility Program as Part of Its Overall Liquidity Plan Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95326 | Jul 20, 2022 | SR-OCC-2022-802 | The Options Clearing Corporation (OCC-AN) | Notice of Filing of Advance Notice Related to a Master Repurchase Agreement as Part of The Options Clearing Corporation's Overall Liquidity Plan Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-95294 | Jul 15, 2022 | SR-OCC-2022-801 | The Options Clearing Corporation (OCC-AN) | Notice of No Objection to Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 |
| 34-94504 | Mar 24, 2022 | SR-OCC-2022-801 | The Options Clearing Corporation (OCC-AN) | Notice of Extension of Review Period of Advance Notice Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 |