National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83510 | Jun 25, 2018 | SR-NSCC-2017-018, SR-FICC-2017-022, SR-DTC-2017-022 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-83397 | Jun 8, 2018 | SR-NSCC-2018-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to Comparison and Recording of CMU Securities See Also - Exhibit 5 |
| 34-82910 | Mar 20, 2018 | SR-NSCC-2017-018 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-82908 | Mar 20, 2018 | SR-NSCC-2017-017 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments |
| 34-82916 | Mar 20, 2018 | SR-NSCC-2018-001 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend the By-Laws |
| 34-82781 | Feb 26, 2018 | SR-NSCC-2017-020 | National Securities Clearing Corporation | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge |
| 34-82674 | Feb 8, 2018 | SR-NSCC-2018-001 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend the By-Laws and Make Other Changes See Also - Exhibit 5a |
| 34-82670 | Feb 8, 2018 | SR-NSCC-2017-018, SR-FICC-2017-022, SR-DTC-2017-022 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-82669 | Feb 8, 2018 | SR-NSCC-2017-017, SR-FICC-2017-021, SR-DTC-2017-021 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments |
| 34-82544 | Jan 19, 2018 | SR-NSCC-2017-019 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions |