National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84256 | Sep 21, 2018 | SR-NSCC-2018-006 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify and Update Certain Sections of the Rules See Also - Exhibit 5 |
| 34-83971 | Aug 28, 2018 | SR-NSCC-2017-018 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-83974 | Aug 28, 2018 | SR-NSCC-2017-017 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments |
| 34-83937 | Aug 24, 2018 | SR-NSCC-2018-004 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Terminate the Commission Billing Service and the Commission Billing Limited Membership |
| 34-83774 | Aug 3, 2018 | SR-NSCC-2018-005 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for the Delivery of Certain Transaction Data Relating to Variable Annuity and Variable Life Insurance Subaccounts and Implement Fees Associated With This Proposed Feature See Also - Exhibit 5 |
| 34-83666 | Jul 18, 2018 | SR-NSCC-2018-004 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Terminate the Commission Billing Service and the Commission Billing Limited Membership See Also - Exhibit 5 |
| 34-83654 | Jul 17, 2018 | SR-NSCC-2018-003 | National Securities Clearing Corporation | Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Clarify and Enhance Rules Related to the CNS Reorganization Processing System and NSCC's Authority To Reveal the Identity of Counterparties in Certain Circumstances See Also - Exhibit 5 |
| 34-83633 | Jul 13, 2018 | SR-NSCC-2017-018 | National Securities Clearing Corporation | Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-83632 | Jul 13, 2018 | SR-NSCC-2017-017 | National Securities Clearing Corporation | Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Adopt a Recovery and Wind-Down Plan and Related Rules View Received Comments See Also - Exhibit 4, Exhibit 5a, Exhibit 5b |
| 34-83509 | Jun 25, 2018 | SR-NSCC-2017-017, SR-FICC-2017-021, SR-DTC-2017-021 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules View Received Comments |