National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88474 | Mar 25, 2020 | SR-NSCC-2020-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments See Also - Exhibit 5 |
| 34-88343 | Mar 6, 2020 | SR-NSCC-2020-006 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds See Also - Exhibit 5 |
| 34-88260 | Feb 21, 2020 | SR-NSCC-2020-004 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds See Also - Exhibit 5 |
| 34-88191 | Feb 13, 2020 | SR-NSCC-2019-004 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds |
| 34-88163 | Feb 11, 2020 | SR-NSCC-2020-002 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Enhance the Calculation of the Family-Issued Securities Charge See Also - Exhibit 5 |
| 34-88092 | Jan 30, 2020 | SR-NSCC-2020-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance National Securities Clearing Corporation's Automated Customer Account Transfer Service (ACATS) Transfer Processes and Make Certain Clarifications in Rule 50 See Also - Exhibit 5 |
| 34-87858 | Dec 26, 2019 | SR-NSCC-2019-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds See Also - Exhibit 3, Exhibit 5 |
| 34-87755 | Dec 16, 2019 | SR-NSCC-2019-005 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Timeframe for an Approved Rule Change To Amend Procedure VII With Respect to the Receipt of CNS Securities and Make Other Changes See Also - Exhibit 5 |
| 34-87696 | Dec 9, 2019 | SR-NSCC-2019-003 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change To Require Confirmation of Cybersecurity Program |
| 34-87392 | Oct 24, 2019 | SR-NSCC-2019-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program See Also - Exhibit 3, Exhibit 5 |