National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69451 | Apr 25, 2013 | SR-NSCC-2013-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs View Received Comments See Also - Exhibit 5, Exhibit 2, Rel. No. 34-69954, Rel. No. 34-69605 |
| 34-69301 | Apr 4, 2013 | SR-NSCC-2012-810 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures View Received Comments See Also - Rel. No. 34-68621 |
| 34-68621 | Jan 10, 2013 | SR-NSCC-2012-810 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures View Received Comments See Also - Rel. No. 34-69301 |
| 34-68002 | Oct 5, 2012 | SR-NSCC-2008-07 | The Options Clearing Corporation (OCC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice and Notice of No Objection to Replace The Options Clearing Corporation's Credit Facility |