National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-72260 | May 27, 2014 | SR-NSCC-2014-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model |
| 34-72131 | May 8, 2014 | SR-NSCC-2014-805 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing and No Objection to Advance Notice to Renew NSCC's Existing Credit Facility |
| 34-71945 | Apr 15, 2014 | SR-NSCC-2014-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model |
| 34-71000 | Dec 5, 2013 | SR-NSCC-2013-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs View Received Comments |
| 34-70689 | Oct 15, 2013 | SR-NSCC-2013-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing Amendment No. 3 to Advance Notice, as Previously Modified by Amendment Nos. 1 and 2, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs View Received Comments See Also - Exhibit 5 |
| 34-69954 | Jul 9, 2013 | SR-NSCC-2013-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs View Received Comments See Also - Exhibit 5, Rel. No. 34-69605, Rel. No. 34-69451 |
| 34-69894 | Jun 28, 2013 | SR-NSCC-2013-805 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice Filing to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time See Also - Rel. No. 34-69890 |
| 34-69699 | Jun 5, 2013 | SR-NSCC-2013-805 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time |
| 34-69605 | May 20, 2013 | SR-NSCC-2013-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Extension of Review Period of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs View Received Comments See Also - Rel. No. 34-69954, Rel. No. 34-69451 |
| 34-69557 | May 10, 2013 | SR-NSCC-2013-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility |