National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82584 | Jan 24, 2018 | SR-NSCC-2017-806 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-82403 | Dec 26, 2017 | SR-NSCC-2017-807 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program See Also - Rel. No. 34-82676 |
| 34-81545 | Sep 7, 2017 | SR-NSCC-2017-804 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to an Advance Notice to Expand the Application of the Family-Issued Securities Charge See Also - Rel. No. 34-81286 |
| 34-81286 | Aug 2, 2017 | SR-NSCC-2017-804 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Expand the Application of the Family-Issued Securities Charge See Also - Exhibit 5, Rel. No. 34-81545 |
| 34-81260 | Jul 31, 2017 | SR-OCC-2017-804, SR-NSCC-2017-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notices Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between the National Securities Clearing Corporation and The Options Clearing Corporation See Also - Rel. No. 34-81039, Rel. No. 34-81040 |
| 34-81039 | Jun 28, 2017 | SR-NSCC-2017-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Adopt a New Stock Options and Futures Settlement Agreement with The Options Clearing Corporation |
| 34-80731 | May 19, 2017 | SR-NSCC-2017-801, SR-FICC-2017-804, SR-DTC-2017-801 | National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80394, Release No. 34-80395, Rel. No. 34-80396 |
| 34-80605 | May 5, 2017 | SR-NSCC-2017-802, SR-DTC-2017-802 | The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility See Also - Rel. No. 34-80731 |
| 34-80396 | Apr 7, 2017 | SR-NSCC-2017-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80731 |
| 34-79592 | Dec 19, 2016 | SR-NSCC-2016-803 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice Filing to Accelerate its Trade Guaranty, Add New Clearing Fund Components, Enhance its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes See Also - Rel. No. 34-79391 |