National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91720 | Apr 29, 2021 | SR-NSCC-2021-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of and No Objection to Advance Notice Regarding the Renewal of a 364-day Committed Revolving Line-of-Credit and Future Annual Renewals Comments Due: May 26, 2021 Submit a Comment on SR-NSCC-2021-802
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| 34-91347 | Mar 18, 2021 | SR-NSCC-2021-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements Comments Due: April 8, 2021 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-90367 | Nov 6, 2020 | SR-NSCC-2020-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |
| 34-90034 | Sep 28, 2020 | SR-NSCC-2020-804 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments |
| 34-89719 | Sep 1, 2020 | SR-NSCC-2020-804 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge |
| 34-88615 | Apr 9, 2020 | SR-NSCC-2020-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments See Also - Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-88469 | Mar 25, 2020 | SR-NSCC-2020-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice to Enhance the Calculation of the Family-Issued Securities Charge |
| 34-88267 | Feb 24, 2020 | SR-NSCC-2020-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Enhance the Calculation of the Family-Issued Securities Charge |
| 34-88162 | Feb 11, 2020 | SR-NSCC-2019-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds |
| 34-88146 | Feb 7, 2020 | SR-NSCC-2019-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice to Issue Term Debt as Part of its Liquidity Risk Management Framework |