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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68521 | Dec 21, 2012 | SR-NYSEMKT-2012-58 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material See Also - Rel. No. 34-69983, Rel. No. 34-69575, Rel. No. 34-68923, Rel. No. 34-68186 |
| 34-68469 | Dec 19, 2012 | SR-NYSEMKT-2012-70 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 140 of the NYSE MKT LLC Company Guide To Introduce an Initial Application Fee See Also - Exhibit 5 |
| 34-68460 | Dec 18, 2012 | SR-NYSEMKT-2012-41 | NYSE MKT (NYSEMKT) | Order Granting Approval of Proposed Rule Change To Amend Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration See Also - Rel. No. 34-68135, Rel. No. 34-67862 |
| 34-68451 | Dec 17, 2012 | SR-NYSEMKT-2012-82 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, January 18, 2013 |
| 34-68444 | Dec 14, 2012 | SR-NYSEMKT-2012-78 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 102(a) of the NYSE MKT Company Guide To Eliminate an Erroneous Reference See Also - Exhibit 5 |
| 34-68427 | Dec 13, 2012 | SR-NYSEMKT-2012-75 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through March 31, 2013 See Also - Exhibit 5 |
| 34-68418 | Dec 12, 2012 | SR-NYSEMKT-2012-79 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Rule 956.1NY, Which Will Govern the Submission of Automated Trading Data See Also - Exhibit 5 |
| 34-68407 | Dec 11, 2012 | SR-NYSEMKT-2012-74 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Amex Options Fee Schedule for Professional Customers and Broker-Dealers To Modify Existing Volume-Based Tiers and the Associated Rate per Contract for Certain Electronic Executions See Also - Exhibit 5 |
| 34-68381 | Dec 7, 2012 | SR-NYSEMKT-2012-77 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Modify the NYSE Amex Options Fee Schedule Regarding the Manner in Which Funds From Marketing Charges Are Controlled See Also - Exhibit 5 |
| 34-68383 | Dec 7, 2012 | SR-NYSEMKT-2012-72 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 952NY With Respect to Opening Trading in an Options Series See Also - Exhibit 5 |