National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69109 | Mar 11, 2013 | SR-BOX-2013-13 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State See Also - Exhibit 5, Rel. No. 34-69330 |
| 34-69054 | Mar 7, 2013 | SR-BOX-2013-09 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX See Also - Exhibit 3, Exhibit 5, Memorandum |
| 34-69027 | Mar 4, 2013 | SR-BOX-2013-01 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders See Also - Exhibit 5, Rel. No. 34-69419 |
| 34-68965 | Feb 21, 2013 | SR-BOX-2013-08 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Reduce the Directed Order Exposure Period on BOX From Three Seconds to One Second See Also - Exhibit 5 |
| 34-68833 | Feb 5, 2013 | SR-BOX-2013-04 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Data Product, the BOX High Speed Vendor Feed ("HSVF"), Available to All Market Participants See Also - Exhibit 5 |
| 34-68781 | Jan 31, 2013 | SR-BOX-2013-03 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 5050(c) to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions |
| 34-68771 | Jan 30, 2013 | SR-BOX-2013-07 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities See Also - Exhibit 5 |
| 34-68759 | Jan 29, 2013 | SR-BOX-2013-06 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund View Received Comments See Also - Exhibit 5, Rel. No. 34-69511, Rel. No. 34-69193 |
| 34-68575 | Jan 3, 2013 | SR-BOX-2012-024 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX See Also - Exhibit 5 |
| 34-68578 | Jan 3, 2013 | SR-BOX-2012-025 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX See Also - Exhibit 5 |