National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-69789 | Jun 18, 2013 | SR-BOX-2013-31 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program and Amend Rule 7050 See Also - Exhibit 5 |
| 34-69711 | Jun 6, 2013 | SR-BOX-2013-29 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 8050 to Lower the Minimum Quoting Requirement for Market Makers Quoting in Jumbo SPY Options See Also - Exhibit 5 |
| 34-69598 | May 16, 2013 | SR-BOX-2013-26 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fee Schedule To Establish Fees for Jumbo SPY Option Transactions See Also - Exhibit 5 |
| 34-69599 | May 16, 2013 | SR-BOX-2013-28 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Create a New Fee Structure for Complex Orders on the BOX Market LLC Options Facility See Also - Exhibit 5 |
| 34-69551 | May 9, 2013 | SR-BOX-2013-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rules 5050, 7050, and 7240 See Also - Exhibit 5 |
| 34-69517 | May 6, 2013 | SR-BOX-2013-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 (Obvious and Catastrophic Errors) See Also - Exhibit 5 |
| 34-69512 | May 3, 2013 | SR-BOX-2013-23 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Provide for the Manner in Which Mini Options Will Trade as a Complex Order Pursuant to BOX Rule 7240 See Also - Exhibit 5 |
| 34-69511 | May 3, 2013 | SR-BOX-2013-06 | BOX Exchange LLC (BOX) | Order Granting Approval of Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund View Received Comments See Also - Rel. No. 34-69193, Rel. No. 34-68759 |
| 34-69429 | Apr 23, 2013 | SR-BOX-2013-21 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 To Clarify That the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances See Also - Exhibit 5 |
| 34-69419 | Apr 19, 2013 | SR-BOX-2013-01 | BOX Exchange LLC (BOX) | Orders See Also - Rel. No. 34-69027 |