National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83898 | Aug 22, 2018 | SR-NYSEAMER-2018-41 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E Relating to Reserve Orders and Re-Name an Order Type See Also - Exhibit 5 |
| 34-83890 | Aug 20, 2018 | SR-NYSEAMER-2018-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange See Also - Exhibit 5 |
| 34-83842 | Aug 14, 2018 | SR-NYSEAMER-2018-40 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 903 and 903A See Also - Exhibit 5 |
| 34-83822 | Aug 10, 2018 | SR-NYSEAMER-2018-37 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Section 140 and Section 142 of the NYSE American Company Guide To Eliminate the Initial Application Fee for SPACs Applying To List and Amend the Additional Shares Fee for Shares Issued in Conjunction With a Business Combination if the SPAC Remains Listed After Such Business Combination See Also - Exhibit 5 |
| 34-83829 | Aug 10, 2018 | SR-NYSEAMER-2018-22 | NYSE American LLC (NYSEAMER) | Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt |
| 34-83718 | Jul 26, 2018 | SR-NYSEAMER-2018-38 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services in Connection With a Proposed Transaction With the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc. See Also - Exhibit 5 |
| 34-83707 | Jul 25, 2018 | SR-NYSEAMER-2018-35 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-83668 | Jul 18, 2018 | SR-NYSEAMER-2018-22 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt |
| 34-83617 | Jul 10, 2018 | SR-NYSEAMER-2018-36 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-83553 | Jun 28, 2018 | SR-NYSEAMER-2018-34 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |