National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-84925 | Dec 21, 2018 | SR-NYSEAMER-2018-55 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |
| 34-84871 | Dec 19, 2018 | SR-NYSEAMER-2018-57 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2019 See Also - Exhibit 5 |
| 34-84870 | Dec 19, 2018 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash |
| 34-84742 | Dec 6, 2018 | SR-NYSEAMER-2018-53 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.1E(a)(2) See Also - Exhibit 5 |
| 34-84724 | Dec 6, 2018 | SR-NYSEAMER-2018-54 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules To Delete References to the Term "Allied Member" and Correct Rule 2.1220 See Also - Exhibit 5 |
| 34-84673 | Nov 28, 2018 | SR-NYSEAMER-2018-50 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of Its Listing Fees See Also - Exhibit 5 |
| 34-84649 | Nov 26, 2018 | SR-NYSEAMER-2018-51 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903, Series of Options Open for Trading See Also - Exhibit 5 |
| 34-84641 | Nov 21, 2018 | SR-NYSEAMER-2018-52 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Add to the Rules of the Exchange the Twelfth Amended and Restated Operating Agreement of the New York Stock Exchange LLC See Also - Exhibit 5a, Exhibit 5b |
| 34-84636 | Nov 20, 2018 | SR-NYSEAMER-2018-49 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement See Also - Exhibit 5 |
| 34-84616 | Nov 19, 2018 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash |