National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-50028 | Jul 15, 2004 | SR-CBOE-2004-16 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) View Received Comments See Also - Rel. Nos. 34-51568, 34-51252, 34-50464, Rel. No. 34-49620 |
34-50007 | Jul 13, 2004 | SR-CBOE-2004-43 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Amend the Exchange's Membership Rules To Accommodate e-DPMs See Also - Rel. No. 34-50209 |
34-50003 | Jul 12, 2004 | SR-CBOE-2004-24 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker-e-DPMs See Also - Rel. No. 34-49643 |
34-50005 | Jul 12, 2004 | SR-CBOE-2004-33 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System See Also - Rel. No. 34-49814 |
34-49995 | Jul 9, 2004 | SR-CBOE-2004-28 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto by the Chicago Board Options Exchange, Incorporated, Relating to Enhanced Corporate Governance Requirements for Listed Companies |
34-49990 | Jul 8, 2004 | SR-CBOE-2003-39 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Options Exchange, Inc. Relating to Quote Sizes See Also - Rel. No. 34-50205 |
34-49798A | Jul 6, 2004 | SR-CBOE-2004-23 | Cboe Exchange, Inc. (CBOE) | Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. To Permanently Approve the Modified ROS Opening Procedure Pilot Program, Which Occurs on the Settlement Date of Futures and Options on Volatility Indexes See Also - Rel. No. 34-49798, Rel. No. 34-49614 |
34-49965 | Jul 2, 2004 | SR-CBOE-2004-30 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage See Also - Rel. No. 34-51244A |
34-49932 | Jun 28, 2004 | SR-CBOE-2002-24 | Cboe Exchange, Inc. (CBOE) | Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes |
34-49916 | Jun 25, 2004 | SR-CBOE-2004-35 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders See Also - Rel. No. 34-51063 |