National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78329 | Jul 14, 2016 | SR-BatsBZX-2016-01 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 8 Thereto, to List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of VanEck Vectors ETF Trust: VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF; VanEck Vectors AMT-Free 8-12 Year Municipal Index ETF; and VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF View Received Comments See Also - Rel. No. 34-77958, Rel. No. 34-77594 |
| 34-78306 | Jul 12, 2016 | SR-BatsBZX-2016-33 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-78305 | Jul 12, 2016 | SR-BatsBZX-2016-36 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-78303 | Jul 12, 2016 | SR-BatsBZX-2016-37 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes See Also - Exhibit 5 |
| 34-78264 | Jul 8, 2016 | SR-BatsBZX-2016-35 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF View Received Comments See Also - Rel. No. 34-79053, Rel. No. 34-78613 |
| 34-78262 | Jul 8, 2016 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust View Received Comments |
| 34-78236 | Jul 6, 2016 | SR-BatsBZX-2016-26 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Proposed Rule Change to BZX Rule 14.11(d) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset View Received Comments See Also - Exhibit 5, Rel. No. 34-79069, Rel. No. 34-78640 |
| 34-78226 | Jul 5, 2016 | SR-BatsBZX-2016-31 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .01 to Rule 16.1 To Specify the Calculation Methodology for Counting Professional Orders See Also - Exhibit 5 |
| 34-78193 | Jun 29, 2016 | SR-BatsBZX-2016-28 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-78164 | Jun 27, 2016 | SR-BatsBZX-2016-27 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22(j) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price See Also - Exhibit 5 |