National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92797 | Aug 27, 2021 | SR-PEARL-2021-32 | MIAX PEARL, LLC (PEARL) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 View Received Comments Submit a Comment on SR-PEARL-2021-32
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| 34-92792 | Aug 27, 2021 | SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fees for Purge Ports Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 View Received Comments |
| 34-92728 | Aug 23, 2021 | SR-PEARL-2021-38 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adjust the Options Regulatory Fee Comments Due: September 17, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92644 | Aug 11, 2021 | SR-PEARL-2021-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: September 7, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92545 | Aug 2, 2021 | SR-PEARL-2021-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing of Proposed Rule Change To Amend Exchange Rule 2616, Priority of Orders Comments Due: August 27, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92452 | Jul 20, 2021 | SR-PEARL-2021-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Comments Due: August 16, 2021 See Also - Exhibit 5 |
| 34-92366 | Jul 9, 2021 | SR-PEARL-2021-32 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: August 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92363 | Jul 9, 2021 | SR-PEARL-2021-30 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports Comments Due: August 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92365 | Jul 9, 2021 | SR-PEARL-2021-33 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: August 5, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92367 | Jul 9, 2021 | SR-PEARL-2021-31 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule Comments Due: August 5, 2021 See Also - Exhibit 5 |