National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88957 | May 27, 2020 | SR-NYSECHX-2020-15 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Waiver of the Co-Location Hot Hands Fee See Also - Exhibit 5 |
| 34-88903 | May 19, 2020 | SR-NYSECHX-2020-14 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.19 See Also - Exhibit 5 |
| 34-88901 | May 18, 2020 | SR-NYSENAT-2020-08, SR-NYSENAT-2020-03, SR-NYSECHX-2020-05, SR-NYSECHX-2020-02, SR-NYSEArca-2020-15, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-10, SR-NYSEAMER-2020-05, SR-NYSE-2020-11, SR-NYSE-2020-05 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees View Received Comments |
| 34-88881 | May 15, 2020 | SR-NYSECHX-2020-16 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Relief Granted to Institutional Brokers to Report Non-Tape, Clearing-Only Submissions Into the Exchange's Systems to June 30, 2020 (or Earlier) See Also - Exhibit 5 |
| 34-88793 | May 1, 2020 | SR-NYSENAT-2020-09, SR-NYSEArca-2020-17, SR-NYSEAMER-2020-12, SR-NYSE-2020-13 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders in Response to a Locked or Crossed Market View Received Comments |
| 34-88714 | Apr 21, 2020 | SR-NYSECHX-2020-11 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Extend the Time Within Which Institutional Brokers Are Required To Report Non-Tape, Clearing-Only Submissions Into the Exchange's Systems See Also - Exhibit 5 |
| 34-88693 | Apr 20, 2020 | SR-NYSECHX-2020-13 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 To Include Managed Portfolio Shares in the Definition of "UTP Exchange Traded Product" See Also - Exhibit 5 |
| 34-88698 | Apr 20, 2020 | SR-NYSECHX-2020-01 | NYSE Chicago, Inc. (NYSECHX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Chicago Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-88591 | Apr 8, 2020 | SR-NYSECHX-2020-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 See Also - Exhibit 5 |
| 34-88604 | Apr 8, 2020 | SR-NYSECHX-2020-12 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.37 To Update the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. See Also - Exhibit 5 |