National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89017 | Jun 4, 2020 | SR-BOX-2019-37 | BOX Exchange LLC (BOX) | Notice of Withdrawal of a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC as a Facility of the Exchange View Received Comments |
| 34-88959 | May 27, 2020 | SR-BOX-2020-17 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace BOX Rule 7260 (Penny Pilot Program) To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options and Make Other Non Substantive Changes to References to the Penny Pilot Program View Received Comments See Also - Exhibit 5 |
| 34-88949 | May 26, 2020 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") as a Facility of the Exchange View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| 34-88946 | May 26, 2020 | SR-BOX-2020-14 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 3e, Exhibit 3f, Exhibit 3g, Exhibit 3h, Exhibit 3i, Exhibit 3j, Exhibit 3k, Exhibit 3l, Exhibit 3m, Exhibit 3n, Exhibit 5a, Exhibit 5b |
| 34-88934 | May 22, 2020 | SR-BOX-2020-04 | BOX Exchange LLC (BOX) | Order Granting Approval of a Proposed Rule Change To Amend the Provisions of the Limited Liability Company Agreement and Bylaws |
| 34-88892 | May 18, 2020 | SR-BOX-2020-12 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7270 (Block Trades) To Add an Automatic Matching Feature to the Facilitation Auction Mechanism See Also - Exhibit 5 |
| 34-88894 | May 18, 2020 | SR-BOX-2020-13 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to BOX Rule 3120 ("Position Limits") To Increase Position Limits for Options on Certain Exchange-Traded Funds ("ETFs"), and Thereby Similarly Increase Exercise Limits Under IM-3140-1 for Certain ETFs See Also - Exhibit 5 |
| 34-88889 | May 15, 2020 | SR-BOX-2020-15 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Remove the Pricing Changes That Were in Effect While the Trading Floor Was Inoperable See Also - Exhibit 5 |
| 34-88882 | May 15, 2020 | SR-BOX-2020-10 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Amend Section I.D., Qualified Contingent Cross Transactions See Also - Exhibit 5 |
| 34-88810 | May 5, 2020 | SR-BOX-2020-09 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change To Adopt New Rule Regarding Transfer of Positions See Also - Exhibit 5 |