Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97257 | Apr 6, 2023 | SR-MSRB-2023-03 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cross Refer Comments Due: May 3, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-MSRB-2023-03
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| 34-97255 | Apr 5, 2023 | SR-MSRB-2023-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Amendments to MSRB Rule G–40, on Advertising by Municipal Advisors, and MSRB Rule G–8, on Books and Records Comments Due: 15 days from publication in the Federal Register. See Also - Exhibit 5, Exhibit 4 |
| 34-97218 | Mar 29, 2023 | SR-MSRB-2023-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and to Amend MSRB Rule G-8, on Books and Records Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 4, Exhibit 5 |
| 34-96842 | Feb 8, 2023 | SR-MSRB-2023-02 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records Comments Due: March 7, 2023 View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-96840 | Feb 8, 2023 | SR-MSRB-2023-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records Comments Due: March 7, 2023 View Received Comments See Also - Exhibit 5 |
| 34-96516 | Dec 16, 2022 | SR-MSRB-2022-10 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes Comments Due: January 12, 2023 See Also - Exhibit 3, Exhibit 5 |
| 34-96348 | Nov 17, 2022 | SR-MSRB-2022-09 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease Comments Due: December 14, 2022 See Also - Exhibit 5 |
| 34-96346 | Nov 17, 2022 | SR-MSRB-2022-08 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2023 Comments Due: December 14, 2022 See Also - Exhibit 5 |
| 34-95684 | Sep 7, 2022 | SR-MSRB-2022-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 2, Exhibit 5 |
| 34-95602 | Aug 25, 2022 | SR-MSRB-2022-05 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices |