Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99484 | Feb 7, 2024 | SR-MSRB-2023-07 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date View Received Comments Submit a Comment on SR-MSRB-2023-07
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| 34-99444 | Jan 29, 2024 | SR-MSRB-2023-06 | Municipal Securities Rulemaking Board (MSRB) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 Comments Due: February 23, 2024 Rebuttal comments due: March 8, 2024 View Received Comments |
| 34-99402 | Jan 19, 2024 | SR-MSRB-2024-01 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Comments Due: August 21, 2024 View Received Comments See Also - Exhibit 5, Exhibit 2 |
| 34-99226 | Dec 21, 2023 | SR-MSRB-2023-07 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date Comments Due: January 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99096 | Dec 6, 2023 | SR-MSRB-2023-06 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-98353 | Sep 12, 2023 | SR-MSRB-2023-05 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books an |
| 34-97984 | Jul 25, 2023 | SR-MSRB-2023-05 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books and Recor Comments Due: August 21, 2023 View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-97585 | May 25, 2023 | SR-MSRB-2023-03 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change to Amend MSRB Rules G-12 and G-15 to Define Regular-Way Settlement for Municipal Securities Transactions as Occurring One Business Day after the Trade Date and to Amend Rule G-12 to Update an Outdated Cros |
| 34-97483 | May 11, 2023 | SR-MSRB-2023-01 | Municipal Securities Rulemaking Board (MSRB) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records |
| 34-97423 | May 2, 2023 | SR-MSRB-2023-04 | Municipal Securities Rulemaking Board (MSRB) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27 to Further Extend the Current Regulatory Relief for Remote Office Inspections through June 30, 2024 and Amend MSRB Rule G-16 to Delete Temporary Relief for the Comments Due: May 30, 2023 See Also - Exhibit 5 |