Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83744 | Jul 31, 2018 | SR-FICC-2017-805 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 4, Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-83223 | May 11, 2018 | SR-FICC-2018-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments |
| 34-82820 | Mar 7, 2018 | SR-FICC-2018-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments |
| 34-82779 | Feb 26, 2018 | SR-FICC-2018-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5 |
| 34-82580 | Jan 24, 2018 | SR-FICC-2017-805 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-82583 | Jan 24, 2018 | SR-FICC-2017-806 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-81054 | Jun 29, 2017 | SR-FICC-2017-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-80520, Rel. No. 34-80191 |
| 34-80731 | May 19, 2017 | SR-NSCC-2017-801, SR-FICC-2017-804, SR-DTC-2017-801 | National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80394, Release No. 34-80395, Rel. No. 34-80396 |
| 34-80546 | Apr 27, 2017 | SR-FICC-2017-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes |
| 34-80520 | Apr 25, 2017 | SR-FICC-2017-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Extension of Review Period of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-81054, Rel. No. 34-80191 |