Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90033 | Sep 28, 2020 | SR-FICC-2020-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges |
| 34-89718 | Sep 1, 2020 | SR-FICC-2020-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges |
| 34-88382 | Mar 13, 2020 | SR-FICC-2020-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology |
| 34-88266 | Feb 24, 2020 | SR-FICC-2020-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology |
| 34-87234 | Oct 4, 2019 | SR-FICC-2019-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
| 34-86876 | Sep 5, 2019 | SR-FICC-2019-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes |
| Memo | Mar 5, 2019 | SR-FICC-2018-802 | Fixed Income Clearing Corporation (FICC-AN) | Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes See Also - associated comments, SR-FICC-2018-013 |
| 34-83951 | Aug 27, 2018 | SR-FICC-2017-806 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-83954 | Aug 27, 2018 | SR-FICC-2017-805 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments |
| 34-83747 | Jul 31, 2018 | SR-FICC-2017-806 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 4, Exhibit 5, Commission's Request for Additional Information, Commission's Request for Additional Information |