The Depository Trust Company (DTC) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51156 | Feb 8, 2005 | SR-DTC-2004-12 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Revise Fees for Low Volume Tender Offers See Also - Rel. No. 34-51439 |
| 34-51034 | Jan 13, 2005 | SR-DTC-2004-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC |
| 34-50944 | Dec 29, 2004 | SR-DTC-2004-10 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Implement Phase II of the IMS Service See Also - Rel. No. 34-50690 |
| 34-50887 | Dec 20, 2004 | SR-DTC-2004-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Depository Trust Company's SMART/Track Service To Include Corporate Action Liability Notification |
| 34-50690 | Nov 18, 2004 | SR-DTC-2004-10 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change To Implement Phase II of the IMS Service See Also - Rel. No. 34-50944 |
| 34-50399 | Sep 16, 2004 | SR-DTC-2004-09 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust Company |
| 34-50279 | Aug 27, 2004 | SR-DTC-2004-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Investor's Voluntary Redemptions and Sales Service |
| 34-50182 | Aug 11, 2004 | SR-DTC-2004-05 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change Relating to the Look-Ahead Process See Also - Rel. No. 34-49924 |
| 34-50032 | Jul 16, 2004 | SR-DTC-2004-07 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for DTC's TaxInfo Service |
| 34-50029 | Jul 15, 2004 | SR-DTC-2003-10 | The Depository Trust Company (DTC) | Order Granting Approval of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls See Also - Rel. No. 34-49764 |