The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52422 | Sep 14, 2005 | SR-DTC-2005-11 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Insurance Program as Part of the Profile Modification System Feature of Its Direct Registration System |
| 34-52393 | Sep 8, 2005 | SR-DTC-2005-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Scope and Update the Description of the Security Position Reports Service |
| 34-52123 | Jul 26, 2005 | SR-DTC-2005-07 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Relating to an Expansion of DTC's Inventory Management System See Also - Rel. No. 34-52450 |
| 34-52104 | Jul 21, 2005 | SR-DTC-2005-06 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service |
| 34-52043 | Jul 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52446 |
| 34-51870 | Jun 17, 2005 | SR-DTC-2005-03 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to a Modification of the Fee Structure See Also - Rel. No. 34-51675 |
| 34-51675 | May 9, 2005 | SR-DTC-2005-03 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Collection of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51870 |
| 34-51439 | Mar 28, 2005 | SR-DTC-2004-12 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Revise Fees for Low Volume Tender Offers See Also - Rel. No. 34-51156 |
| 34-51289 | Mar 2, 2005 | SR-DTC-2005-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible |
| 34-51290 | Mar 2, 2005 | SR-DTC-2005-02 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds |