This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.

Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.

SEC Proposed Rules RSS Feed

Issue Date File Number Rulemaking Status
S7-30-97 OTC Derivatives Dealers; Correction
Final Rule
OTC Derivatives Dealers; Correction
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S7-30-97 OTC Derivatives Dealers
Final Rule
OTC Derivatives Dealers
S7-30-97, S7-31-97, S7-32-97 OTC Derivatives Dealers; Correction
Concept Release
OTC Derivatives Dealers, Net Capital Rule
S7-30-97, S7-31-97, S7-32-97 OTC Derivatives Dealers; Correction
Proposed Rule
OTC Derivatives Dealers, Net Capital Rule
S7-30-97 OTC Derivatives Dealers; Correction
Proposed Rule
OTC Derivatives Dealers
View Related Activity

Last Reviewed or Updated: June 28, 2024